Capital Market Specialist Interview Questions and Answers Pdf - 1

Question: 1

What is the role of SEBI?

Securities and Exchange Board of India regulates securities markets in India, protects investors, and ensures market transparency.

Question: 2

What are credit ratings?

Credit ratings assess the creditworthiness of bond issuers. Agencies like Moody's and Standard & Poor's provide these ratings.

Question: 3

What is algorithmic trading?

Automated trading using computer programs to execute orders based on predefined criteria.

Question: 4

What is the difference between systematic and unsystematic risk?

• Systematic Risk: Market-wide risk (cannot be diversified).

• Unsystematic Risk: Company-specific risk (can be diversified).

Question: 5

Explain a recent trend in capital markets.

Key trends include increased ESG investing, growth of green bonds, rise of retail participation, and expansion of digital trading platforms.